Meet Our Team

Owner

David has accumulated more than 35 years of experience in the securities and advisory industry. In 1986, he started his career as a Floor Trader on the Chicago Board of Options Exchange ("CBOE") and maintained that position until 1989. From 1989 to 2010, David was a Registered Representative for The New England, Dempsey Financial, and Harbour Investments, Inc. From 2008 through October 2010 he was also an Investment Advisor for Wisconsin Wealth Advisors, LLC. In October 2010, David established Capital Wealth Advisors, LTD as an RIA. David is the Owner and Portfolio Manager of Capital Wealth Advisors, LTD. In September 2015, he co-founded RIA Services, LLC and acts as Portfolio Manager.

In David’s free time he enjoys spending time with his family and friends, golfing, snowmobiling, and testing his endurance with road biking.

Education and Professional Licenses

• Bachelor of Business Administration: Finance - University of Wisconsin - Milwaukee
• FINRA Series 7: General Securities Representative Exam
• FINRA Series 63: Uniform Securities Agent State Law Exam
• FINRA Series 66: Uniform Combined State Law Exam
• Wisconsin Life/Health Insurance Exam 

Memberships

• Big Brothers Big Sisters of America – West Bend Chapter

Owner

David has accumulated more than 35 years of experience in the securities and advisory industry. In 1985, he started his career as an Independent Registered Representative and Life Insurance Agent for Wisconsin Financial Group. Shortly thereafter, David started Rosenow Tax Service, which focused on tax planning and preparation. From 1999 to 2016, David was employed by Harbour Investments, Inc. and acted as VP of Business and Product Development, AML Compliance Officer, and Director of Compliance. Since 2016, David has owned and operated Horizon Consult, a business consulting firm. In 2021, David became a partner of RIA Services, LLC and acts as Business Manager and Chief Compliance Officer.

In David’s free time, he enjoys traveling, golfing, landscaping, and spending time with family and friends.

Education and Professional Licenses

• Economics - University of Wisconsin – Madison
• FINRA Series 7: General Securities Representative Exam
• FINRA Series 24: General Securities Principal Exam
• FINRA Series 63: Uniform Securities Agent State Law Exam
• FINRA Series 65: Uniform Investment Adviser Law Exam
• FINRA Series 99: Operations Professional Exam
• Wisconsin Life/Health and Long-Term Care Insurance License

Memberships

• American Red Cross – DAT and National Deployment Teams

Office Manager

Lisa joined CWP Private Wealth Management in 2016 and serves as the Office Manager. She works directly with clients, assists in developing new systems, and ensures office operations run smoothly. Lisa’s 20 years of customer service experience and 15 years of experience in the banking industry has translated well into financial services and office management.

In her spare time, Lisa and her husband love watching their son and daughter play sports. She also enjoys spending time with family and friends, playing softball, darts, and sheepshead.

Education and Professional Licenses

• Bachelor of Business Administration – University of Wisconsin – Milwaukee
• Bachelor of Communications – University of Wisconsin – Milwaukee

Financial Planner

Since joining CWP Private Wealth Management in 2016, Beau has served as Operations Manager & Analyst. He has an extensive background in business management, systems and data management, and trading. Beau is focused on delivering sound business solutions, managing client accounts, and streamlining business operations. He has 10 years of professional experience in investment management, business valuation, and military service.

In his spare time, Beau enjoys spending time with family and friends, time at the lake, fishing, and traveling.

Education and Professional Licenses

• Master of Business Administration – Cardinal Stritch University
• Bachelor of Business Administration: Finance – University of Wisconsin - Milwaukee
• Chartered Financial Consultant (CHFC)

Client Relations Specialist

As the Service Manager for CWP Private Wealth Management, Deborah is responsible for a wide variety of advisor and client support needs. Deborah is a communication liaison between the client and various custodians. She is experienced with multiple data support providers and systems. Deborah enjoys and is dedicated to providing the best client experience possible. Additionally, Deborah has 28 years of experience in the banking industry. She has experience in a multitude of bank responsibilities ranging from establishing new account relationships to lending.

In her spare time, she enjoys entertaining and spending time with her family, husband, and two sons. She participates annually as a volunteer for special needs holiday parties, an event that is very near and dear to her heart.

Education and Professional Licenses

• Associate Degree - University of Wisconsin – Washington County

Coming soon

Portfolio Manager / Trader

Since joining Capital Wealth Advisors, LTD in 2014, Praful has served as an Investment Analyst. In this position, he helps oversee asset allocation, security selection, model management, and ongoing portfolio monitoring. He also conducts economic research and due diligence on various investment products. On a monthly basis, Praful provides market commentary to keep all clients up to date on current market conditions and changes to the portfolio.

In his spare time, Praful enjoys traveling, exploring new places, and hiking. He also loves spending quality time with family and friends.

Education and Professional Licenses

• Master of Business Administration – University of Wisconsin – Milwaukee
• Investment Management Certificate Program (IMCP) – University of Wisconsin – Milwaukee
• Bachelor of Technology: Electronics & Communications – Pondicherry University

Praful is employed by Capital Wealth Advisors, LTD, an investment advisory firm owned by David Lake