David Lake

David Lake

Portfolio Manager

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David has accumulated more than 35 years of experience in the securities and advisory industry. In 1986, he started his career as a Floor Trader on the Chicago Board of Options Exchange (“CBOE”) and maintained that position until 1989. From 1989 to 2010, David was a Registered Representative for The New England, Dempsey Financial, and Harbour Investments, Inc. From 2008 through October 2010 he was also an Investment Advisor for Wisconsin Wealth Advisors, LLC. In October 2010, David established Capital Wealth Advisors, LTD as an RIA. David is the Owner and Portfolio Manager of Capital Wealth Advisors, LTD. In September 2015, he co-founded RIA Services, LLC and acts as Portfolio Manager.

In David’s free time he enjoys spending time with his family and friends, golfing, snowmobiling, and testing his endurance with road biking.

Education and Professional Licenses
  • Bachelor of Business Administration: Finance - University of Wisconsin - Milwaukee
  • FINRA Series 7: General Securities Representative Exam
  • FINRA Series 63: Uniform Securities Agent State Law Exam
  • FINRA Series 66: Uniform Combined State Law Exam
  • Wisconsin Life/Health Insurance Exam
  • Big Brothers Big Sisters of America – West Bend Chapter