David Rosenow

David Rosenow

Business Manager

David has accumulated more than 35 years of experience in the securities and advisory industry. In 1985, he started his career as an Independent Registered Representative and Life Insurance Agent for Wisconsin Financial Group. Shortly thereafter, David started Rosenow Tax Service, which focused on tax planning and preparation. From 1999 to 2016, David was employed by Harbour Investments, Inc. and acted as VP of Business and Product Development, AML Compliance Officer, and Director of Compliance. Since 2016, David has owned and operated Horizon Consult, a business consulting firm. In 2021, David became a partner of RIA Services, LLC and acts as Business Manager and Chief Compliance Officer.

In David’s free time, he enjoys traveling, golfing, landscaping, and spending time with family and friends.

Education and Professional Licenses
  • Economics - University of Wisconsin – Madison
  • FINRA Series 7: General Securities Representative Exam
  • FINRA Series 24: General Securities Principal Exam
  • FINRA Series 63: Uniform Securities Agent State Law Exam
  • FINRA Series 65: Uniform Investment Adviser Law Exam
  • FINRA Series 99: Operations Professional Exam
  • Wisconsin Life/Health and Long-Term Care Insurance License
  • American Red Cross – DAT and National Deployment Teams